Colin Ross Stewart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INDEPENDENT ONE 2 ONE LTD (no longer approved here)
FRN 589566
- [FCA CF] Client dealing (1 Dec 2020 to 1 Jan 2023)
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Jan 2023)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (14 Jun 2010 to 31 Dec 2012)
Computershare Investor Services Plc (no longer approved here)
FRN 188534
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.