William John Brett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Masterplan Financial Ltd (no longer approved here)

    FRN 746267

    • SMF3 Executive Director (2 Nov 2020 to 27 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 1 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2021)
    • CF30 Customer (6 Dec 2012 to 24 Feb 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 11 Jan 2013)
  • Bright Wealth Ltd (no longer approved here)

    FRN 502727

    • Employed By (14 Jan 2011 to 11 Jan 2013)
  • PREMIER INDEPENDENT INVESTMENTS UK LIMITED (no longer approved here)

    FRN 186697

    • CF21 Investment Adviser (11 Feb 2004 to 21 Apr 2006)
    • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 11 Feb 2004)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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