William James Spencer Lynne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited

    FRN 226392

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 28 May 2025)
    • [FCA CF] Client dealing (since 28 May 2025)
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
    • [FCA CF] Material risk taker (28 May 2025 to 24 Nov 2025)
  • Ravenscroft Investments (UK) Limited

    FRN 609277

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
  • Hybridan LLP (no longer approved here)

    FRN 464113

    • CF30 Customer (25 Jul 2011 to 9 Jun 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Jul 2010 to 11 Jul 2011)
  • William Lynne (no longer approved here)

    FRN 528371

    • Employed By (28 Jul 2010 to 11 Jul 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (7 Oct 2003 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (21 Feb 2002 to 8 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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