Date authorised
1 April 2013
Companies House
OC325178
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    City Of London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442037642341
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    City Of London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442037642341

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Constance Securities Limited

    IRN XXA01070

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Apr 2007 to 8 Dec 2019)
  • Alan John Barber

    IRN AJB01616

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Apr 2007 to 8 Dec 2019)
  • Andrew Max Bascombe

    IRN AMB01176

    • CF30 Customer (12 Apr 2010 to 17 Dec 2010)
  • Arild Bruzell Eide

    IRN ABE01002

    • CF30 Customer (16 Mar 2009 to 31 Oct 2019)
  • Claire Louise Catherine Noyce

    IRN CXN01068

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (13 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (20 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (20 Apr 2007 to 8 Dec 2019)
  • Darshan Patel

    IRN DRP01133

    • CF30 Customer (13 Aug 2015 to 13 Aug 2019)
  • Deepak Kokkonda Reddy

    IRN DKR01025

    • CF30 Customer (17 Mar 2011 to 4 Jul 2013)
  • Derren Sean Nathan

    IRN DSN01015

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2022)
    • CF30 Customer (24 Mar 2014 to 8 Dec 2019)
  • Eric Kenelm Ford

    IRN EKF01002

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Apr 2007 to 8 Dec 2019)
  • John Beresford-Peirse

    IRN JXB02391

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.