Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hybridan LLP

    FRN 464113

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Aug 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (20 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (20 Apr 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (13 Nov 2003 to 23 Feb 2006)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF21 Investment Adviser (17 Sep 2003 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.