Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 16 Jun 2009)
- CF1 Director (AR) (3 Mar 2005 to 1 Feb 2007)
- CF27 Investment Management (29 Apr 2002 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 16 Jun 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 16 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 5 Jan 2010)
- CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
- CF1 Director (5 Feb 2007 to 5 Jan 2010)
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- Employed By (3 Mar 2005 to 7 Feb 2007)
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- (3)Employed By (7 Oct 2003 to 7 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.