Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Mar 2026)
    • [FCA CF] Client dealing (since 1 Mar 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (20 Feb 2023 to 14 Jun 2023)
    • [FCA CF] Material risk taker (16 Sep 2021 to 17 Nov 2025)
    • [FCA CF] Client dealing (11 May 2018 to 17 Nov 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (17 Sep 2021 to 17 Nov 2025)
    • [FCA CF] Manager of certification employee (21 Jun 2020 to 14 Jun 2023)
    • [FCA CF] Client dealing (9 Nov 2016 to 17 Nov 2025)
    • CF30 Customer (3 Jun 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.