Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Feb 2026)
    • CF30 Customer (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 10 Feb 2026)
  • Fintrel Limited

    FRN 1039156

    • (17)Employed By (since 10 Feb 2026)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (21 Oct 2022 to 24 Oct 2025)
    • [FCA CF] Client dealing (21 Oct 2022 to 24 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Oct 2021 to 23 Sep 2022)
    • CF30 Customer (6 Oct 2021 to 23 Sep 2022)
  • Navigation Wealth Management Limited (no longer approved here)

    FRN 911786

    • (13)Employed By (6 Oct 2021 to 23 Sep 2022)
  • Independent Wealth Management Consultants Ltd (no longer approved here)

    FRN 138903

    • [FCA CF] Client dealing (21 Dec 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 30 Apr 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (10 Mar 2017 to 8 Dec 2019)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • CF30 Customer (1 Apr 2016 to 1 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.