Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
    • [FCA CF] Client dealing (since 15 Oct 2025)
    • 14. Managing investments
    • [FCA CF] Client dealing (since 23 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
    • [FCA CF] Client dealing (since 19 Jun 2024)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 26 Sep 2019)
    • CF27 Investment Management (11 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.