Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KMG Investment Management Limited
FRN 610230
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
- [FCA CF] Client dealing (since 15 Oct 2025)
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PK Wealth Limited
FRN 669243
- 14. Managing investments
- [FCA CF] Client dealing (since 23 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
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Shackleton Advisers Limited
FRN 163291
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
- [FCA CF] Client dealing (since 19 Jun 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
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- [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 26 Sep 2019)
- CF27 Investment Management (11 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.