Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- [FCA CF] Manager of certification employee (since 10 Oct 2025)
- [FCA CF] Material risk taker (since 2 Dec 2020)
- [FCA CF] Significant management (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (2 Dec 2020 to 6 Apr 2022)
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CG Wealth Planning Limited
FRN 594155
- [FCA CF] Manager of certification employee (since 10 Oct 2025)
- [FCA CF] Significant management (since 2 Dec 2020)
- [FCA CF] Material risk taker (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (2 Dec 2020 to 6 Apr 2022)
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Canaccord Genuity Wealth Limited
FRN 194927
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (since 9 Dec 2019)
- SMF4 Chief Risk (since 9 Dec 2019)
- SMF5 Head of Internal Audit (9 Dec 2019 to 19 Apr 2024)
- CF1 Director (3 Dec 2019 to 8 Dec 2019)
- CF28 Systems and controls (19 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.