Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 28 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Aug 2025)
    • SMF27 Partner (since 23 Nov 2021)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2010)
    • CF13 Finance (12 Jan 2007 to 31 Oct 2007)
    • CF1 Director (13 Sep 2006 to 7 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.