Date authorised
13 March 2015
Companies House
OC390319
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    44 Hanover Street
    Edinburgh
    EH2 2DY
    UNITED KINGDOM
    Phone
    +441315161279
  • Complaints Contact

    3rd Floor
    44 Hanover Street
    Edinburgh
    EH2 2DY
    UNITED KINGDOM
    Phone
    +441315161279

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Francis Temple Bayliss

    IRN AFB01072

    • SMF27 Partner (21 Jan 2022 to 10 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Jun 2025)
  • Amit Thaper

    IRN AXT00247

    • SMF27 Partner (9 Nov 2021 to 24 Jun 2025)
    • [FCA CF] Significant management (1 Jan 2020 to 24 Jun 2025)
    • [FCA CF] Client dealing (1 Jan 2020 to 24 Jun 2025)
  • Andrew David Steel

    IRN ADS01180

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2020)
    • CF10 Compliance Oversight (13 Mar 2015 to 8 Dec 2019)
    • CF4 Partner (13 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Mar 2015 to 8 Dec 2019)
  • Jean Christophe Declerck

    IRN JXD00476

    • SMF27 Partner (9 Nov 2021 to 22 Mar 2024)
  • Joanna Hylton

    IRN JXH00270

    • SMF27 Partner (6 Nov 2021 to 14 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Feb 2021 to 14 Feb 2025)
    • SMF16 Compliance Oversight (20 Feb 2021 to 14 Feb 2025)
  • John Michael Naylor-Leyland

    IRN JMN01066

    • SMF27 Partner (9 Dec 2021 to 22 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Neil Andrew McGill

    IRN NAM01066

    • SMF27 Partner (9 Dec 2021 to 10 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
  • Veronica Steel

    IRN VXS01395

    • SMF27 Partner (9 Dec 2019 to 1 Sep 2021)
    • CF4 Partner (13 Mar 2015 to 8 Dec 2019)
  • Warren George Gee

    IRN WGG01021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Aug 2025)
    • SMF16 Compliance Oversight (since 28 Aug 2025)
    • SMF27 Partner (since 23 Nov 2021)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Zuzanna Thompson

    IRN ZXT00014

    • SMF27 Partner (8 Mar 2022 to 15 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.