Wai Au

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Markel International Insurance Company Limited

    FRN 202570

    • SMF10 Chair of the Risk Committee (since 11 Jan 2021)
  • Markel Syndicate Management Limited

    FRN 204953

    • SMF10 Chair of the Risk Committee (since 11 Jan 2021)
  • Computershare Investor Services Plc

    FRN 188534

    • SMF14 Senior Independent Director (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (27 Nov 2015 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • SMF11 Chair of the Audit Committee (17 Jan 2022 to 30 Sep 2024)
    • CF2 Non Executive Director (26 Nov 2018 to 8 Dec 2019)
  • EQUIFAX LIMITED (no longer approved here)

    FRN 739000

    • Director of firm who is not a certification employee or a SMF manager (14 Sep 2020 to 11 Sep 2024)
  • QBE UK Limited (no longer approved here)

    FRN 202842

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 18 Sep 2018)
    • CF2 Non Executive Director (6 Jun 2012 to 6 Mar 2016)
  • QBE Underwriting Limited (no longer approved here)

    FRN 204858

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 18 Sep 2018)
    • CF2 Non Executive Director (6 Jun 2012 to 6 Mar 2016)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF2 Non Executive Director (18 May 2012 to 31 Aug 2015)
  • Xitus Insurance Limited (no longer approved here)

    FRN 202792

    • CF2 Non Executive Director (28 Oct 2009 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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