Vivekanand Mark Parmar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pictet Asset Management Limited
FRN 181966
- [FCA CF] Client dealing (since 1 Feb 2020)
- CF30 Customer (13 Apr 2017 to 8 Dec 2019)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (5 Nov 2013 to 7 Apr 2017)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF30 Customer (22 Nov 2011 to 10 May 2013)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (1 Nov 2007 to 2 Nov 2008)
- CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF26 Customer Trading (11 Jun 2004 to 19 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.