Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • SMF1 Chief Executive (9 Dec 2019 to 17 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (AR) (27 Apr 2018 to 24 Aug 2022)
    • CF3 Chief Executive (19 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Sep 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 11 Sep 2006)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF3 Chief Executive (19 Jan 2017 to 29 Sep 2017)
    • CF11 Money Laundering Reporting (25 Nov 2014 to 11 Sep 2015)
    • CF1 Director (7 Jun 2013 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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