Victoria Atherton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2022)
    • CF30 Customer (29 Aug 2018 to 8 Dec 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF30 Customer (8 May 2017 to 25 Jul 2018)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • CF30 Customer (8 May 2017 to 25 Jul 2018)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (16 Jan 2013 to 3 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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