Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 10 Nov 2021)
- [FCA CF] Client dealing (since 10 Nov 2021)
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 17 Jun 2020)
- [FCA CF] Client dealing (since 17 Jan 2020)
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- CF30 Customer (12 Aug 2013 to 4 Jan 2016)
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- CF30 Customer (12 May 2010 to 10 Jul 2012)
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- (292)CF30 Customer (27 May 2009 to 19 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 14 Jan 2009)
- CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (7 Oct 2003 to 24 Mar 2006)
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- CF27 Investment Management (8 Jan 2002 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (292)CF30 Customer at Novate Global Markets Limited