Vanessa Swanton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LV Protection Limited (no longer approved here)
FRN 611223
- SMF5 Head of Internal Audit (12 Feb 2019 to 1 May 2020)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF28 Systems and controls (28 Mar 2017 to 6 Jun 2017)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF28 Systems and controls (28 Mar 2017 to 6 Jun 2017)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF28 Systems and controls (28 Mar 2017 to 6 Jun 2017)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- SIMF5 Head of Internal Audit Function (28 Mar 2017 to 6 Jun 2017)
Lloyds Bank General Insurance Limited (no longer approved here)
FRN 202091
- SIMF5 Head of Internal Audit Function (28 Mar 2017 to 6 Jun 2017)
St Andrew's Insurance Plc (no longer approved here)
FRN 202932
- SIMF5 Head of Internal Audit Function (28 Mar 2017 to 6 Jun 2017)
Lloyds Bank Insurance Services Limited (no longer approved here)
FRN 310738
- CF28 Systems and controls (28 Mar 2017 to 6 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.