Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coventry Building Society (no longer approved here)

    FRN 150892

    • Director of firm who is not a certification employee or a SMF manager (30 Jan 2023 to 23 Feb 2024)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 1 Feb 2023)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 1 Feb 2023)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 1 Feb 2023)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 1 Feb 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 1 Feb 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 4 Feb 2022)
    • [PRA CF] Managing a material risk taker (1 Oct 2019 to 4 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 4 Feb 2022)
    • [FCA CF] Material risk taker (3 Mar 2017 to 4 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 4 Feb 2022)
    • [PRA CF] Managing a material risk taker (1 Oct 2019 to 4 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 4 Feb 2022)
    • [FCA CF] Material risk taker (3 Mar 2017 to 4 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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