Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LSEG Post Trade Services Limited
FRN 981631
- [FCA CF] Significant management (since 20 Aug 2025)
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Quantile Technologies Limited
FRN 751812
- SMF3 Executive Director (since 4 Aug 2025)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2020 to 3 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 3 Mar 2025)
- SMF16 Compliance Oversight (28 Oct 2020 to 28 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2020 to 28 Oct 2024)
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- CF1 Director (22 Oct 2002 to 30 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.