Date authorised
6 April 2023
Companies House
13950076
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4407816124602
  • Complaints Contact

    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Richard Williams

    IRN ARW01140

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 5 Jan 2026)
  • Annabel Harrison

    IRN AXH03259

    • [FCA CF] Significant management (since 22 Dec 2025)
  • Lavannyan Mahalingam

    IRN LXM01449

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Apr 2023 to 17 Nov 2023)
    • SMF16 Compliance Oversight (3 Apr 2023 to 17 Nov 2023)
  • Nathan James Ondyak

    IRN NXO00067

    • SMF29 Limited scope function (limited scope SMCR firms only) (3 Apr 2023 to 3 Oct 2025)
  • Partha Mudgil

    IRN PXM00780

    • [FCA CF] Significant management (since 7 Dec 2025)
  • Paul Wilson

    IRN PXW00484

    • [FCA CF] Significant management (since 12 Jun 2025)
  • Timothy Hurst

    IRN TXH00507

    • [FCA CF] Significant management (since 16 Jun 2025)
  • Trudy Janine Desrae Ross

    IRN TJR01066

    • [FCA CF] Significant management (since 20 Aug 2025)
  • Valentina Cirigliano

    IRN VXC00130

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2023)
    • SMF16 Compliance Oversight (since 13 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.