Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LSEG Post Trade Services Limited
FRN 981631
- SMF29 Limited scope function (limited scope SMCR firms only) (since 5 Jan 2026)
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Quantile Technologies Limited
FRN 751812
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (11 Apr 2025 to 3 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2025)
- CF30 Customer (30 Sep 2016 to 8 Dec 2019)
- CF1 Director (30 Sep 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Sep 2016 to 23 Oct 2017)
- CF3 Chief Executive (30 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Sep 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.