Troy Anthony Whelan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Abu Dhabi Bank P.J.S.C. (no longer approved here)
FRN 204680
- SMF4 Chief Risk (20 Oct 2020 to 1 Feb 2023)
Westpac Banking Corporation (no longer approved here)
FRN 124586
- SMF4 Chief Risk (7 Mar 2016 to 18 Mar 2020)
- CF10 Compliance Oversight (25 Jan 2010 to 25 May 2010)
- CF11 Money Laundering Reporting (25 Jan 2010 to 25 May 2010)
- CF28 Systems and controls (25 Jan 2010 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.