Trevor John Hooton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (23 Jul 2016 to 9 Nov 2016)
Mariana UFP (Americas) Limited (no longer approved here)
FRN 649237
- (6)Employed By (22 Oct 2014 to 1 Apr 2015)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (31 Mar 2014 to 1 Apr 2015)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (1 Nov 2007 to 9 Mar 2012)
- CF4 Partner (29 Jul 2005 to 26 Jul 2007)
- CF26 Customer Trading (29 Jul 2005 to 31 Oct 2007)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (30 Jun 2004 to 9 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.