Tommy Michael Gerald O'Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beach Equity Investments LLP
FRN 981054
- SMF27 Partner (since 2 May 2023)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- CF30 Customer (23 Dec 2021 to 2 May 2023)
- CF4 Partner (AR) (23 Dec 2021 to 2 May 2023)
Beach Equity Investments LLP (no longer approved here)
FRN 961009
- Employed By (23 Dec 2021 to 2 May 2023)
Puma Investment Management Limited (no longer approved here)
FRN 590919
- CF30 Customer (10 Jan 2018 to 8 Dec 2019)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (28 Mar 2011 to 8 Jun 2012)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF26 Customer Trading (1 Mar 2002 to 27 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.