Date authorised
2 May 2023
Companies House
OC438690
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Poland Street
    Fourth Floor
    London
    W1F 8QG
    UNITED KINGDOM
    Phone
    +442045869971
  • Complaints Contact

    21 Poland Street
    Fourth Floor
    London
    W1F 8QG
    UNITED KINGDOM
    Phone
    +442045869971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leah Heidi Williamson

    IRN LXW00481

    • SMF16 Compliance Oversight (4 Aug 2025 to 13 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2025 to 13 Jan 2026)
  • Thomas James Billings

    IRN TXB00303

    • SMF27 Partner (since 2 May 2023)
  • Tommy Michael Gerald O'Sullivan

    IRN TMO01012

    • SMF27 Partner (since 2 May 2023)
  • Yvonne Clough

    IRN YXC01079

    • SMF16 Compliance Oversight (2 May 2023 to 23 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 May 2023 to 23 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.