Tobias James Hopkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Freight Investor Services Limited
FRN 211452
- [FCA CF] Client dealing (since 24 Feb 2025)
Nanhua Financial (UK) Co Limited (no longer approved here)
FRN 821609
- [FCA CF] Client dealing (17 Mar 2023 to 23 Apr 2024)
Sigma Broking Limited (no longer approved here)
FRN 485362
- [FCA CF] Client dealing (13 Oct 2022 to 8 Dec 2022)
- [FCA CF] Proprietary trader (13 Oct 2022 to 8 Dec 2022)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (24 Feb 2011 to 12 Nov 2012)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
- CF26 Customer Trading (12 Dec 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.