Freight Investor Services Limited

• Principal Place of Business

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442070901120

  Web

  https://www.freightinvestorservices.com

• Complaints Contact

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442045182110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alan Cumming

  IRN AXC02122

  • CF30 Customer (13 Jan 2009 to 6 Feb 2009)
• Alasdair John Walworth

  IRN AXW02056

  • CF30 Customer (31 Jul 2015 to 18 Aug 2017)
• Alexander George Inacio

  IRN AGP01083

  • SMF16 Compliance Oversight (1 Feb 2023 to 12 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2023 to 12 Jan 2024)
  • [FCA CF] Client dealing (25 Mar 2020 to 1 Feb 2023)
  • [FCA CF] Manager of certification employee (25 Mar 2020 to 8 Aug 2024)
• Alexander James Moore

  IRN AXM00819

  • [FCA CF] Client dealing (2 Jun 2021 to 24 Dec 2021)
• Alexander John Macarthur

  IRN AXM00901

  • [FCA CF] Client dealing (3 Sep 2021 to 25 Aug 2022)
• Alexey Paliy

  IRN AXP01562

  • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
  • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
• Ali Ersen

  IRN AXE01160

  • CF30 Customer (16 May 2012 to 3 Mar 2015)
• Alistair James Lamont

  IRN AJL01233

  • [FCA CF] Material risk taker (1 Jan 2024 to 30 May 2025)
  • [FCA CF] Manager of certification employee (2 Feb 2023 to 30 May 2025)
  • [FCA CF] Client dealing (28 Sep 2020 to 30 May 2025)
• Alistair Pettey

  IRN ARP01078

  • [FCA CF] Client dealing (1 Jun 2020 to 22 May 2022)
• Andreas Ibragim Loftesnes

  IRN AIL01016

  • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
  • CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)

No changes recorded yet.