Alasdair John Walworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (3 Jul 2023 to 13 Jan 2025)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (10 Mar 2018 to 8 Dec 2019)
Freight Investor Services Limited (no longer approved here)
FRN 211452
- CF30 Customer (31 Jul 2015 to 18 Aug 2017)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (12 Dec 2014 to 17 Jul 2015)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (12 Dec 2014 to 1 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.