Freight Investor Services Limited

• Principal Place of Business

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442070901120

  Web

  https://www.freightinvestorservices.com

• Complaints Contact

  Freight Investor Services

  80 Cannon Street

  London

  City Of London

  EC4N 6HL

  UNITED KINGDOM

  Phone

  +442045182110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Joseph Manna

  IRN AXM00604

  • [FCA CF] Client dealing (18 Mar 2020 to 9 Feb 2022)
• Andrew Mackay Hawtin

  IRN AMH01208

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 May 2006 to 17 Nov 2006)
• Andrew Macleod Walker

  IRN WXA01124

  • CF30 Customer (17 Dec 2018 to 7 Feb 2019)
• Andrew Michael Cullen

  IRN AMC01276

  • CF30 Customer (22 May 2012 to 6 Mar 2017)
• Anna Chadwick

  IRN AXC03363

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 28 Nov 2020)
• Archie Reginald William Smith

  IRN AXS01330

  • [FCA CF] Client dealing (since 21 Nov 2022)
• Arthur Worsley

  IRN AXW01853

  • CF30 Customer (12 Nov 2010 to 12 Jul 2011)
• Ashley Westen

  IRN ABW01017

  • CF30 Customer (1 Nov 2007 to 1 Aug 2009)
  • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 26 Oct 2004)
• BENJAMIN JAMES WILLIAMS

  IRN BJW01113

  • CF30 Customer (22 Apr 2014 to 12 Aug 2014)
• Ban Wooi Lim

  IRN BWL01022

  • CF30 Customer (15 Sep 2015 to 24 Feb 2016)

No changes recorded yet.