Andrew Macleod Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

National Australia Bank Limited (no longer approved here)
FRN 141309
- [FCA CF] Client dealing (14 Jun 2022 to 25 Oct 2023)
Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Client dealing (24 Oct 2020 to 25 Mar 2022)
Freight Investor Services Limited (no longer approved here)
FRN 211452
- CF30 Customer (17 Dec 2018 to 7 Feb 2019)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF30 Customer (24 Feb 2014 to 9 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.