Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Feb 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
    • CF1 Director (19 Jul 2013 to 8 Dec 2019)
    • CF3 Chief Executive (19 Jul 2013 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2020)
    • CF3 Chief Executive (14 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Jun 2002 to 8 Dec 2019)
    • CF27 Investment Management (5 Jun 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Jun 2002 to 8 Dec 2019)
  • Clarion Investment Management Limited (no longer approved here)

    FRN 584493

    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
  • Foundation Investment Management Limited (no longer approved here)

    FRN 612117

    • CF30 Customer (14 Nov 2014 to 2 Jan 2018)
  • Margetts Wealth Management Limited (no longer approved here)

    FRN 453782

    • (5)Employed By (4 Oct 2013 to 4 May 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF2 Non Executive Director (AR) (4 Oct 2013 to 4 May 2021)
    • CF1 Director (AR) (4 Sep 2012 to 3 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.