Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
-
- CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
-
- CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
-
- CF2 Non Executive Director (25 Jul 2012 to 6 Mar 2016)
-
- CF2 Non Executive Director (25 Jul 2012 to 31 Aug 2018)
-
- CF28 Systems and controls (12 Aug 2009 to 23 Jul 2010)
-
- CF15 Internal Audit (11 Sep 2003 to 5 Aug 2005)
- CF10 Compliance Oversight (25 Oct 2002 to 28 Apr 2006)
- CF11 Money Laundering Reporting (25 Oct 2002 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (82)CF2 Non Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED