Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- [FCA CF] Manager of certification employee (since 23 Jul 2025)
- [FCA CF] Client dealing (since 23 Jul 2025)
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- [FCA CF] Client dealing (8 Feb 2021 to 11 Jun 2024)
- [FCA CF] Manager of certification employee (8 Feb 2021 to 11 Jun 2024)
- CF30 Customer (8 Mar 2012 to 8 Dec 2019)
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- CF30 Customer (1 Dec 2009 to 15 Nov 2011)
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- CF4 Partner (11 Jun 2009 to 1 Dec 2009)
- CF30 Customer (23 Jul 2008 to 1 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.