Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 11 Nov 2025)
  • ALLIED FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 458009

    • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 30 Jun 2025)
  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 14 May 2025)
    • [FCA CF] Client dealing (25 Jul 2022 to 14 May 2025)
  • Titan Pensions & Investments Limited (no longer approved here)

    FRN 143390

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Oct 2020)
    • CF30 Customer (1 Oct 2018 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.