Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coach House Investment Managers Limited
FRN 604405
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2023)
- SMF16 Compliance Oversight (since 27 Oct 2023)
- [PRA CF] Key function holder (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (26 Nov 2013 to 8 Dec 2019)
- CF1 Director (26 Nov 2013 to 8 Dec 2019)
- CF3 Chief Executive (26 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (12 May 2010 to 20 Jun 2016)
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- CF30 Customer (1 Nov 2007 to 9 Feb 2009)
- CF27 Investment Management (1 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.