Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (20 Sep 2005 to 28 Oct 2005)
- CF1 Director (27 Aug 2002 to 16 Mar 2006)
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- CF10 Compliance Oversight (20 Sep 2005 to 28 Oct 2005)
- CF14 Risk Assessment (20 Sep 2005 to 28 Oct 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 16 Mar 2006)
- CF19 Significant Mgt (Financial Resources) (2 Oct 2003 to 16 Mar 2006)
- CF1 Director (27 Aug 2002 to 2 Oct 2003)
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- CF1 Director (17 Sep 2004 to 11 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.