Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF10 Compliance Oversight (20 Sep 2005 to 28 Oct 2005)
    • CF1 Director (27 Aug 2002 to 16 Mar 2006)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF10 Compliance Oversight (20 Sep 2005 to 28 Oct 2005)
    • CF14 Risk Assessment (20 Sep 2005 to 28 Oct 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 16 Mar 2006)
    • CF19 Significant Mgt (Financial Resources) (2 Oct 2003 to 16 Mar 2006)
    • CF1 Director (27 Aug 2002 to 2 Oct 2003)
  • Vitality Health Limited (no longer approved here)

    FRN 400057

    • CF1 Director (17 Sep 2004 to 11 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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