Timothy James Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graphite Capital Management LLP

    FRN 434062

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (1 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2009 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2008 to 8 Dec 2019)
  • Graphite Private Equity LLP

    FRN 542989

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (17 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (16 Sep 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Sep 2011 to 8 Dec 2019)
    • CF28 Systems and controls (16 Sep 2011 to 8 Dec 2019)
  • Graphite Capital General Partner VIII LLP

    FRN 599532

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Nov 2013 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Nov 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2013 to 8 Dec 2019)
    • CF28 Systems and controls (5 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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