Timothy Hugh Pither

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thomas Miller Investment Ltd.
FRN 189829
- SMF16 Compliance Oversight (since 10 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jun 2022)
- CF10 Compliance Oversight (22 Feb 2016 to 23 Apr 2018)
- CF11 Money Laundering Reporting (22 Feb 2016 to 23 Apr 2018)
CG Wealth Planning Limited (no longer approved here)
FRN 594155
- CF11 Money Laundering Reporting (22 Feb 2016 to 23 Apr 2018)
- CF10 Compliance Oversight (22 Feb 2016 to 23 Apr 2018)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF11 Money Laundering Reporting (27 Aug 2014 to 30 Jan 2015)
- CF10 Compliance Oversight (27 Aug 2014 to 30 Jan 2015)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF11 Money Laundering Reporting (16 Jul 2012 to 30 Jan 2015)
- CF10 Compliance Oversight (17 Jun 2011 to 30 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.