Timothy Gordon Heggett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horbury Financial Services Limited

    FRN 225007

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • CF30 Customer (21 Jan 2013 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Oct 2011 to 27 Feb 2012)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (3 Oct 2011 to 27 Feb 2012)
  • HCF PARTNERSHIP LIMITED (no longer approved here)

    FRN 500654

    • CF30 Customer (21 Oct 2009 to 11 Jan 2010)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 28 Feb 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Jun 2004 to 26 Aug 2005)
    • CF22 Investment Adviser (Trainee) (12 Aug 2003 to 14 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.