Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2015 to 8 Dec 2019)
    • CF1 Director (8 Jan 2015 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jan 2015 to 8 Dec 2019)
  • Southbank Investment Research Limited (no longer approved here)

    FRN 706697

    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF21 Investment Adviser (16 Jun 2006 to 20 Sep 2007)
    • CF27 Investment Management (16 Jun 2006 to 20 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.