Date authorised
8 January 2015
Companies House
09081742
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Court
    25 Southampton Buildings
    London
    London
    WC2A 1AL
    UNITED KINGDOM
    Phone
    +442038669739
  • Complaints Contact

    Flat 7
    51 Belsize Park Gardens
    London
    Camden
    NW3 4JL
    UNITED KINGDOM
    Phone
    +442074001863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alasdair Kilpatrick

    IRN AXK00429

    • [FCA CF] Client dealing (11 Apr 2022 to 10 Sep 2024)
    • [FCA CF] Proprietary trader (11 Apr 2022 to 10 Sep 2024)
    • [FCA CF] Significant management (11 Apr 2022 to 10 Sep 2024)
  • Andrew Westwood

    IRN AXW18611

    • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Proprietary trader (since 1 Jan 2020)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Killian Patrick Connolly

    IRN KPC01036

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2015 to 8 Dec 2019)
    • CF1 Director (8 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jan 2015 to 8 Dec 2019)
  • Timothy Forbes Price

    IRN TFP00004

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (8 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2015 to 8 Dec 2019)
    • CF1 Director (8 Jan 2015 to 8 Dec 2019)
  • Yonis Abdulle

    IRN YXA00073

    • [FCA CF] Significant management (since 4 Jul 2024)
    • [FCA CF] Proprietary trader (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 4 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • 3-Gram Limited (no longer appointed)

    FRN 947734 · Appointed 23 Mar 2021 · Until 30 Apr 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.