Southbank Investment Research Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Basement95 Southwark StreetLondonSE1 0HXUNITED KINGDOM- Phone
- +442039664580
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Complaints Contact
Basement95 Southwark StreetLondonSE1 0HXUNITED KINGDOM- Phone
- +442039664580
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Boaz Ephraim Burgess Shoshan
IRN BES01046
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
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Catherine Monaghan Flannery
IRN CXF00397
- SMF3 Executive Director (since 16 Jan 2025)
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Charles David Morris
IRN CDM01049
- CF30 Customer (19 Jan 2016 to 8 Dec 2019)
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Crispin Sholto Heaton
IRN CSH01076
- CF30 Customer (19 Jan 2016 to 11 Aug 2017)
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David Christopher Thornton
IRN DCT01023
- CF30 Customer (19 Jan 2016 to 2 Feb 2016)
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David John Stevenson
IRN DJS01473
- CF30 Customer (19 Jan 2016 to 2 Feb 2016)
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Eoin Diarmuid Treacy
IRN EDT01006
- CF30 Customer (26 Feb 2016 to 8 Dec 2019)
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Erika Nolan
IRN EXN00008
- SMF3 Executive Director (12 Jan 2021 to 18 Feb 2025)
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Fahad Hassan
IRN FXH01125
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
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Gregory Mark Robinson
IRN GMR01098
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.