Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
McInroy & Wood Ltd
FRN 121926
- Director of firm who is not a certification employee or a SMF manager (since 27 Jun 2025)
- SMF16 Compliance Oversight (18 Jan 2024 to 31 Jan 2025)
- SMF1 Chief Executive (9 Dec 2019 to 27 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 27 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2025)
- CF3 Chief Executive (1 Aug 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (13 Oct 2003 to 8 Dec 2019)
- CF21 Investment Adviser (28 Feb 2002 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
McInroy & Wood Portfolios Limited
FRN 144205
- Director of firm who is not a certification employee or a SMF manager (since 27 Jun 2025)
- SMF16 Compliance Oversight (18 Jan 2024 to 31 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 27 Jun 2025)
- SMF1 Chief Executive (9 Dec 2019 to 27 Jun 2025)
- CF3 Chief Executive (1 Aug 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 7 Jan 2016)
- CF1 Director (13 Oct 2003 to 8 Dec 2019)
- CF27 Investment Management (25 Jun 2003 to 31 Oct 2007)
- CF21 Investment Adviser (28 Feb 2002 to 16 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.