Timothy Andrew Sharman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eka Ventures LLP (no longer approved here)

    FRN 848631

    • SMF16 Compliance Oversight (17 Mar 2020 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2020 to 30 Sep 2022)
  • IQ Capital Partners LLP (no longer approved here)

    FRN 472896

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • CF10 Compliance Oversight (13 Mar 2017 to 8 Dec 2019)
  • O2h Ventures Limited (no longer approved here)

    FRN 812245

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • CF10 Compliance Oversight (13 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2018 to 8 Dec 2019)
  • Syndicate Room Ltd (no longer approved here)

    FRN 613021

    • CF10a CASS Oversight function (21 Feb 2018 to 7 Nov 2018)
    • CF10 Compliance Oversight (24 Apr 2017 to 7 Nov 2018)
    • CF30 Customer (8 Dec 2014 to 7 Nov 2018)
    • CF11 Money Laundering Reporting (10 Oct 2014 to 7 Nov 2018)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • CF30 Customer (1 Nov 2007 to 31 Jul 2011)
    • CF27 Investment Management (5 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (13 Mar 2006 to 31 Jul 2011)
    • CF11 Money Laundering Reporting (13 Mar 2006 to 31 Jul 2011)
    • CF1 Director (22 Feb 2006 to 28 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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