Syndicate Room Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington HouseEast RoadCambridgeCambridgeshireCB1 1BHUNITED KINGDOM- Phone
- +441223478558
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Complaints Contact
Wellington HouseEast RoadCambridgeCambridgeshireCB1 1BHUNITED KINGDOM- Phone
- +441223478558
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Holds Your Assets
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Annabel Jenney
IRN AXJ01891
- CF30 Customer (6 Jun 2018 to 7 Nov 2018)
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Anthony Pitters
IRN AXP00684
- [FCA CF] Client dealing (since 5 Sep 2022)
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Benjamin Charrington
IRN BXC00366
- [FCA CF] Client dealing (4 Apr 2024 to 10 Dec 2024)
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Christopher William Victor Ward
IRN CXW00276
- [FCA CF] Significant management (9 Dec 2019 to 5 Apr 2024)
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Cornelius Maximillian Riethdorf
IRN CMR01144
- CF30 Customer (10 Oct 2016 to 10 Aug 2018)
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Daniel William Jones
IRN DWJ01046
- CF30 Customer (24 Oct 2016 to 7 Dec 2018)
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David Edwin Gill
IRN DEG01044
- CF2 Non Executive Director (18 Mar 2014 to 8 Dec 2019)
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Edward Hume-Kendall
IRN EXH11104
- CF30 Customer (2 Feb 2019 to 8 Dec 2019)
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Efstathia - Maria Pitsa
IRN PXE01282
- CF30 Customer (24 Oct 2016 to 6 Nov 2017)
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Eleanor Richards
IRN EXR01411
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2020)
- CF10a CASS Oversight function (6 Nov 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Nov 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Nov 2018 to 8 Dec 2019)
- CF30 Customer (14 Aug 2018 to 18 Nov 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.