Syndicate Room Ltd

Date authorised
18 March 2014
Companies House
07697935
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington House
    East Road
    Cambridge
    Cambridgeshire
    CB1 1BH
    UNITED KINGDOM
    Phone
    +441223478558
    Web
    https://www.syndicateroom.com

  • Complaints Contact

    Wellington House
    East Road
    Cambridge
    Cambridgeshire
    CB1 1BH
    UNITED KINGDOM
    Phone
    +441223478558

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Holds Your Assets

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Faulkner

    IRN EXF01220

    • CF30 Customer (16 Dec 2014 to 25 Aug 2015)
  • Flavie Petit

    IRN FXP00122

    • [FCA CF] Client dealing (since 12 Dec 2025)
  • Francesca O'Brien

    IRN FXO01150

    • SMF16 Compliance Oversight (since 22 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2020)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Gonçalo Teixeira de Vasconcelos

    IRN GTV01006

    • CF3 Chief Executive (28 Aug 2015 to 11 Sep 2019)
    • CF30 Customer (18 Mar 2014 to 18 Nov 2019)
    • CF1 Director (18 Mar 2014 to 11 Sep 2019)
    • CF10 Compliance Oversight (18 Mar 2014 to 20 Oct 2014)
    • CF11 Money Laundering Reporting (18 Mar 2014 to 20 Oct 2014)
  • Graham Schwikkard

    IRN GXS02690

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (25 Oct 2019 to 8 Dec 2019)
    • CF1 Director (25 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2018 to 8 Dec 2019)
  • James Sore

    IRN JXS02970

    • CF30 Customer (6 Jan 2015 to 11 Jul 2019)
  • Jasleen Haer

    IRN JXH11610

    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Jonathan Owen Shepherd

    IRN JXS00592

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jonathan Simon Milner

    IRN JSM01252

    • CF2 Non Executive Director (7 Sep 2015 to 8 Dec 2019)
  • Katerina Sanchez-Schilling

    IRN KXS02673

    • CF30 Customer (11 Aug 2018 to 10 Jun 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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