Syndicate Room Ltd

• Principal Place of Business

  Wellington House

  East Road

  Cambridge

  Cambridgeshire

  CB1 1BH

  UNITED KINGDOM

  Phone

  +441223478558

  Web

  https://www.syndicateroom.com

• Complaints Contact

  Wellington House

  East Road

  Cambridge

  Cambridgeshire

  CB1 1BH

  UNITED KINGDOM

  Phone

  +441223478558

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Holds Your Assets

• Katherine Ann Olivo

  IRN KAO01035

  • CF30 Customer (24 Oct 2016 to 26 May 2017)
• Kathleen Mellifont

  IRN KXM02244

  • CF30 Customer (3 May 2016 to 17 Feb 2017)
• Lucy Campbell

  IRN LXC01543

  • CF30 Customer (12 Jul 2017 to 31 Oct 2017)
• Marcin Zaba

  IRN MXZ01247

  • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
• Peter Timothy Bellis

  IRN PTB01048

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Sep 2022)
  • CF2 Non Executive Director (19 Aug 2015 to 8 Dec 2019)
• Samuel Izzard

  IRN SXI00100

  • [FCA CF] Client dealing (2 Sep 2022 to 12 Dec 2024)
• Sungwoo Ishikawa

  IRN SXI00097

  • SMF9 Chair of the Governing Body (1 Sep 2022 to 1 Jun 2025)
• Thomas Andrew Shepherd

  IRN TXS03637

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
• Thomas Henry Britton

  IRN THB01038

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (18 Mar 2014 to 8 Dec 2019)
  • CF1 Director (18 Mar 2014 to 8 Dec 2019)
• Thomas Henry Hinton

  IRN THH01028

  • CF30 Customer (17 Nov 2015 to 23 Dec 2016)

No changes recorded yet.