Syndicate Room Ltd

Date authorised
18 March 2014
Companies House
07697935
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington House
    East Road
    Cambridge
    Cambridgeshire
    CB1 1BH
    UNITED KINGDOM
    Phone
    +441223478558
    Web
    https://www.syndicateroom.com

  • Complaints Contact

    Wellington House
    East Road
    Cambridge
    Cambridgeshire
    CB1 1BH
    UNITED KINGDOM
    Phone
    +441223478558

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Holds Your Assets

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Andrew Sharman

    IRN TAS01069

    • CF10a CASS Oversight function (21 Feb 2018 to 7 Nov 2018)
    • CF10 Compliance Oversight (24 Apr 2017 to 7 Nov 2018)
    • CF30 Customer (8 Dec 2014 to 7 Nov 2018)
    • CF11 Money Laundering Reporting (10 Oct 2014 to 7 Nov 2018)
  • Yutaro Kojima

    IRN YXK01180

    • CF2 Non Executive Director (18 Mar 2014 to 25 Aug 2015)
  • kathryn jane levitt

    IRN KJL01096

    • CF30 Customer (26 Apr 2016 to 8 Aug 2018)
  • miruna ioana girtu

    IRN MIG01034

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Apr 2023)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)
  • oliver nicholas hammond

    IRN ONH00002

    • CF30 Customer (3 Oct 2016 to 1 Jul 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.