Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Carbon13 Capital Limited
FRN 953220
- (4)Employed By (since 21 Nov 2025)
-
AQ1443 Ltd
FRN 978496
- CF30 Customer (since 21 Nov 2025)
- [FCA CF] Client dealing (3 Mar 2025 to 9 Mar 2026)
-
- SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 May 2023)
- CF11 Money Laundering Reporting (8 Mar 2006 to 8 Dec 2019)
- CF1 Director (23 Feb 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Feb 2006 to 8 Dec 2019)
-
- CF2 Non Executive Director (18 Mar 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Carbon13 Capital Limited
-
controlled function added: (4)Employed By at Carbon13 Capital Limited