Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 21 Nov 2025)
  • AQ1443 Ltd

    FRN 978496

    • CF30 Customer (since 21 Nov 2025)
    • [FCA CF] Client dealing (3 Mar 2025 to 9 Mar 2026)
  • ET Capital Limited (no longer approved here)

    FRN 148594

    • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 May 2023)
    • CF11 Money Laundering Reporting (8 Mar 2006 to 8 Dec 2019)
    • CF1 Director (23 Feb 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Feb 2006 to 8 Dec 2019)
  • Syndicate Room Ltd (no longer approved here)

    FRN 613021

    • CF2 Non Executive Director (18 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Carbon13 Capital Limited

  2. controlled function added: (4)Employed By at Carbon13 Capital Limited